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KHLOE UMA KAROVA
NINA MARIE PRONTO
CRD#: 5175149
IA
Investment Adviser
B
Broker
MODERN CAPITAL CONCEPTSCRD#: 170396 CHICAGO, IL
LPL FINANCIAL LLCCRD#: 6413 CHICAGO, IL
Registration History
201020122014201620182020202220242 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - Present (11 years)IAMODERN CAPITAL CONCEPTS (CRD# 170396)2014 - Present (10 years)
License(s)

State Registrations

B
Alaska 9/6/2019

B
Missouri 7/25/2017

B
Arizona 3/30/2022

B
Nebraska 4/24/2020

B
California 1/7/2014

B
Nevada 3/18/2015

B
Colorado 7/14/2014

B
New Jersey 1/8/2014

B
Delaware 7/14/2021

B
New York 1/7/2014

B
Florida 4/9/2018

B
Oregon 7/27/2015

B
Illinois 12/19/2013

B
Pennsylvania 2/7/2019

IA
Illinois 12/19/2013

B
South Dakota 7/21/2021

B
Indiana 9/29/2014

B
Texas 1/8/2014

B
Kentucky 11/3/2015

IA
Texas 1/22/2014

B
Maryland 1/23/2024

B
Virginia 11/10/2014

B
Massachusetts 1/7/2014

B
Washington 7/4/2019

B
Michigan 4/25/2022

B
Wisconsin 10/7/2022

B
Minnesota 2/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MODERN CAPITAL CONCEPTS (CRD#:170396)
CHICAGO, IL
Registered with this firm since 6/5/2014

IA
LPL FINANCIAL LLC (CRD#:6413)
CHICAGO, IL
Registered with this firm since 12/19/2013

B
LPL FINANCIAL LLC (CRD#:6413)
CHICAGO, IL
Registered with this firm since 12/19/2013

Previous Registration(s)
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IA
03/22/2010 - 12/24/2013 EDWARD JONES (CRD#:250) CHICAGO, IL
B
03/08/2010 - 12/24/2013 EDWARD JONES (CRD#:250) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.