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Detailed Report
DAVID CHARLES KRONOUR
DAVID C KRONOUR
CRD#: 5173536
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Investment Adviser
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Previous Broker
KAPSTONE FINANCIAL ADVISORS LLCCRD#: 318885 212 N. BROADWAY STREET
LEBANON, OH 45036
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2022 (1 year)IAKAPSTONE FINANCIAL ADVISORS LLC (CRD# 318885)2022 - Present (3 years)
License(s)

State Registrations

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Ohio 3/28/2022
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Texas 8/11/2022
Current Registration(s)
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KAPSTONE FINANCIAL ADVISORS LLC (CRD#:318885)
212 N. BROADWAY STREET, LEBANON, OH 45036
Registered with this firm since 3/28/2022
Previous Registration(s)
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 09/13/2020 - 04/01/2022 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) DAYTON, OH
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 09/13/2020 - 04/01/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) DAYTON, OH
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 01/19/2018 - 09/17/2020 UNITED ADVISORS SERVICES, LLC (CRD#:150080) Dayton, OH
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 01/19/2018 - 09/17/2020 FSIC (CRD#:37813) Dayton, OH
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 10/05/2009 - 01/23/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DAYTON, OH
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 10/05/2009 - 01/23/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DAYTON, OH
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 03/25/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WASHINGTON TOWNSHIP, OH
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 03/20/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WASHINGTON TOWNSHIP, OH
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 09/19/2006 - 04/14/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CENTERVILLE, OH
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 07/28/2006 - 04/14/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CENTERVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.