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STEPHANIE TOROSIAN
STEPHANIE SHEN, STEPHANIE S TOROSIAN, STEPHANIE SHEN TOROSIAN, STEPHANIE TOROSIAN (SHEN)
CRD#: 5173354
IA
B
WELLS FARGO ADVISORSCRD#: 11025 1700 LINCOLN STREET
DENVER, CO 80203
DENVER, CO 80203
0
Disclosures
16
Years of Experience
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State Registrations
B
Arizona 5/8/2023
B
Colorado 8/23/2022
IA
Colorado 7/26/2022
B
Louisiana 8/29/2023
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 2/3/2023
B
Registered with this firm since 2/3/2023
IA
Registered with this firm since 7/26/2022
B
Registered with this firm since 8/23/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/29/2021 - 06/28/2022 | NEW YORK, NY | |
IA | 08/02/2017 - 10/25/2019 | New York, NY | |
B | 08/03/2015 - 10/25/2019 | Suffern, NY | |
B | 12/11/2006 - 06/25/2015 | NEW YORK, NY | |
B | 08/25/2006 - 11/28/2006 | PARSIPPANY, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.