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Detailed Report
MICHAEL ILDO CHUNG
CRD#: 5171773
IA
Investment Adviser
B
Broker
APOLLON WEALTH MANAGEMENT, LLCCRD#: 291902 2526 W 235th St
Apt B
Torrance, CA 90505
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1901 Avenue of the Stars
Suite 570
Los Angeles, CA 90067
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

IA
California 11/4/2024
B
California 12/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
APOLLON WEALTH MANAGEMENT, LLC (CRD#:291902)
2526 W 235th St Apt B, Torrance, CA 90505
Registered with this firm since 11/4/2024
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
1901 Avenue of the Stars Suite 570, Los Angeles, CA 90067
80 STATE STREET, ALBANY, NY 12207
Registered with this firm since 12/19/2024
Previous Registration(s)
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IA
 11/05/2014 - 11/13/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) CENTURY CITY, CA
B
 11/05/2014 - 11/13/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) CENTURY CITY, CA
IA
 02/12/2009 - 10/10/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEWPORT BEACH, CA
B
 02/12/2009 - 10/10/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) NEWPORT BEACH, CA
IA
 04/02/2007 - 02/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEWPORT BEACH, CA
B
 04/02/2007 - 02/13/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEWPORT BEACH, CA
IA
 08/31/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NEWPORT BEACH, CA
B
 07/28/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.