• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN BARRETT CARLSON
STEPHEN B CARLSON, STEPHEN CARLSON
CRD#: 5170731
IA
Investment Adviser
B
Previous Broker
SCS CAPITAL MANAGEMENT LLCCRD#: 122258 888 BOYLSTON STREET
SUITE 1010
BOSTON, MA 02199
Registration History
2008201020122014201620182020202220242026IASCS CAPITAL MANAGEMENT LLC (CRD# 122258)2019 - Present (5 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2015 - 2017 (2 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2014 - 2014 (<1 year)BGOLDMAN, SACHS & CO. (CRD# 361)2007 - 2013 (5 years)
License(s)

State Registrations

IA
Massachusetts 8/27/2019

Current Registration(s)
IA
SCS CAPITAL MANAGEMENT LLC (CRD#:122258)
888 BOYLSTON STREET SUITE 1010, BOSTON, MA 02199
Registered with this firm since 8/27/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/2015 - 05/24/2017 ALPS DISTRIBUTORS, INC. (CRD#:16853) Boston, MA
B
02/21/2014 - 12/31/2014 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
09/25/2007 - 08/02/2013 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.