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ANNA RODGERS
ANNA KATHLEEN RODGERS, ANNA KATHLEEN SHEERIN
CRD#: 5169976
IA
B
WELLS FARGO ADVISORSCRD#: 11025 1501 REEDSDALE ST
STE 4005
PITTSBURGH, PA 15233
STE 4005
PITTSBURGH, PA 15233
0
Disclosures
15
Years of Experience
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State Registrations
B
Pennsylvania 10/29/2024
IA
Pennsylvania 10/29/2024
SRO Registrations
B
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IA
Registered with this firm since 10/29/2024
B
Registered with this firm since 10/29/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/2022 - 08/08/2024 | PITTSBURGH, PA | |
B | 10/28/2022 - 08/08/2024 | PITTSBURGH, PA | |
IA | 06/01/2009 - 05/24/2022 | Sewickley, PA | |
B | 06/01/2009 - 05/24/2022 | Sewickley, PA | |
IA | 04/27/2009 - 06/01/2009 | PITTSBURG, PA | |
B | 03/24/2009 - 06/01/2009 | PITTSBURG, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.