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DEREK ALLEN WILKES
Derek A Wilkes
CRD#: 5168873
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 3030 NORTH ROCKY POINT DRIVE WEST
SUITE 700
TAMPA, FL 33607
SUITE 700
TAMPA, FL 33607
IFP SECURITIES, LLCCRD#: 297287 3030 NORTH ROCKY POINT DRIVE WEST,
SUITE 700
TAMPA, FL 33607
SUITE 700
TAMPA, FL 33607
0
Disclosures
16
Years of Experience
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State Registrations
B
Florida 7/20/2022
B
Texas 7/20/2022
IA
Florida 8/9/2022
IA
Texas 7/20/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/20/2022
B
Registered with this firm since 7/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/17/2019 - 07/14/2022 | DALLAS, TX | |
B | 07/17/2019 - 07/14/2022 | DALLAS, TX | |
IA | 07/29/2015 - 07/01/2019 | DALLAS, TX | |
B | 07/29/2015 - 07/01/2019 | DALLAS, TX | |
IA | 03/15/2010 - 06/12/2015 | DALLAS, TX | |
B | 03/15/2010 - 06/12/2015 | DALLAS, TX | |
B | 04/23/2008 - 02/27/2010 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.