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TRACY JANETTE FLANAGAN
TRACY JANETTE FESLER, TRACY JEANETTE FLANAGAN
CRD#: 5168629
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2601 S. Western Ave
Sioux Falls, SD 57105
Sioux Falls, SD 57105
0
Disclosures
17
Years of Experience
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State Registrations
B
South Dakota 10/11/2024
IA
South Dakota 10/11/2024
SRO Registrations
B
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IA
Registered with this firm since 10/11/2024
B
Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/02/2011 - 10/11/2024 | HOLBROOK, NY | |
B | 10/01/2010 - 10/11/2024 | Sioux Falls, SD | |
IA | 11/24/2009 - 10/05/2010 | SIOUX FALLS, SD | |
B | 05/28/2007 - 10/05/2010 | SIOUX FALLS, SD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.