Individual Firm
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Jeremiah Brodeur
JEREMIAH FORREST BRODEUR
CRD#: 5167447
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Rogers, AR
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Rogers, AR
0
Disclosures
17
Years of Experience
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State Registrations
B
Arkansas 4/19/2024
IA
Arkansas 4/19/2024
SRO Registrations
B
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Learn about permitted activities of registered principals
B
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2021 - 04/12/2023 | Lone Tree, CO | |
B | 12/12/2016 - 04/12/2023 | Lone Tree, CO | |
IA | 01/29/2020 - 02/01/2021 | Lone Tree, CO | |
IA | 01/19/2018 - 01/29/2020 | Lone Tree, CO | |
IA | 01/15/2015 - 03/29/2018 | LONE TREE, CO | |
IA | 04/23/2014 - 12/31/2014 | LONE TREE, CO | |
B | 12/20/2006 - 12/31/2014 | LONE TREE, CO | |
IA | 01/03/2012 - 04/23/2014 | LONE TREE, CO | |
IA | 08/22/2011 - 12/31/2011 | LONE TREE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.