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Detailed Report
KEVIN EDWARD MACK
CRD#: 5167264
IA
Investment Adviser
B
Broker
MACK INVESTMENT SECURITIES, INC.CRD#: 17643 211 WAUKEGAN ROAD
STE 300
NORTHFIELD, IL 60093
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

IA
Arizona 10/16/2024
IA
Michigan 1/6/2023
IA
Florida 12/19/2023
B
Minnesota 5/29/2019
B
Florida 1/2/2024
B
Washington 4/17/2023
B
Illinois 8/1/2012
B
Wisconsin 1/4/2025
IA
Illinois 8/1/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MACK INVESTMENT SECURITIES, INC. (CRD#:17643)
211 WAUKEGAN ROAD STE 300, NORTHFIELD, IL 60093
Registered with this firm since 8/1/2012
B
MACK INVESTMENT SECURITIES, INC. (CRD#:17643)
211 WAUKEGAN RD., SUITE 300, NORTHFIELD, IL 60093
Registered with this firm since 2/9/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.