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STEFANIE A MOORE
STEFANIE ANNE MOORE
CRD#: 5167238
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2121 North Pearl Street
Suite 500
Dallas, TX 75201
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 2/22/2021

B
Nebraska 3/11/2020

B
Alaska 2/22/2021

B
Nevada 3/11/2020

B
Arizona 2/22/2021

B
New Hampshire 2/22/2021

B
Arkansas 3/11/2020

B
New Jersey 2/22/2021

B
California 2/22/2021

B
New Mexico 3/11/2020

B
Colorado 3/11/2020

B
New York 2/22/2021

B
Connecticut 2/22/2021

B
North Carolina 3/11/2020

B
Delaware 2/22/2021

B
North Dakota 3/11/2020

B
District of Columbia 2/22/2021

B
Ohio 2/23/2021

B
Florida 3/11/2020

B
Oklahoma 2/22/2021

B
Georgia 3/11/2020

B
Oregon 2/22/2021

B
Hawaii 2/22/2021

B
Pennsylvania 2/22/2021

B
Idaho 2/22/2021

B
Puerto Rico 3/11/2020

B
Illinois 3/11/2020

B
Rhode Island 3/11/2020

B
Indiana 3/11/2020

B
South Carolina 3/11/2020

B
Iowa 2/22/2021

B
South Dakota 3/11/2020

B
Kansas 2/22/2021

B
Tennessee 2/22/2021

B
Kentucky 2/22/2021

B
Texas 7/26/2011

B
Louisiana 3/11/2020

IA
Texas 7/26/2011

B
Maine 2/22/2021

B
Utah 3/11/2020

B
Maryland 2/22/2021

B
Vermont 2/22/2021

B
Massachusetts 3/11/2020

B
Virgin Islands 2/22/2021

B
Michigan 2/22/2021

B
Virginia 2/22/2021

B
Minnesota 3/11/2020

B
Washington 3/11/2020

B
Mississippi 3/11/2020

B
West Virginia 2/22/2021

B
Missouri 2/22/2021

B
Wisconsin 3/11/2020

B
Montana 2/22/2021

B
Wyoming 2/22/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/16/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA NIGUEL, CA
B
08/22/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA NIGUEL, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.