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PHILIP ALIKA CASEY
CRD#: 5167225
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6550 S MILLROCK DR STE 100
HOLLADAY, UT 84121
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (14 years)
Disclosure(s)
View By:
2/17/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/18/2024

B
New York 9/11/2024

B
Arizona 1/3/2011

B
North Carolina 1/3/2011

B
Arkansas 10/15/2024

B
Oklahoma 1/3/2011

B
California 1/3/2011

B
Oregon 1/3/2011

B
Colorado 1/3/2011

B
Pennsylvania 1/3/2011

B
Florida 1/3/2011

B
South Carolina 1/17/2024

B
Georgia 1/3/2011

B
Tennessee 1/3/2011

B
Hawaii 1/3/2011

B
Texas 1/3/2011

B
Idaho 1/3/2011

B
Utah 1/3/2011

B
Louisiana 3/20/2024

IA
Utah 1/3/2011

B
Maryland 1/3/2011

B
Virginia 1/3/2011

B
Minnesota 1/3/2011

B
Washington 1/3/2011

B
Nebraska 1/3/2011

B
West Virginia 1/3/2011

B
Nevada 1/3/2011

B
Wisconsin 1/3/2011

B
New Jersey 1/3/2011

B
Wyoming 1/3/2011

B
New Mexico 3/22/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
North Ogden, UT
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6550 S MILLROCK DR STE 100, HOLLADAY, UT 84121
North Ogden, UT
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
09/23/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
09/23/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
IA
09/28/2006 - 05/21/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MIDVALE, UT
B
09/28/2006 - 05/21/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MIDVALE, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.