Individual Firm
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JOHN E EHRENFELD
CRD#: 5167019
IA
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CX INSTITUTIONAL, LLCCRD#: 292627 7900 International Drive
Suite 510
Bloomington, MN 55425
Suite 510
Bloomington, MN 55425
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Minnesota 12/13/2024
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Texas 12/13/2024
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Registered with this firm since 12/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/27/2017 - 05/20/2021 | Ednia, MN | |
B | 10/27/2017 - 05/20/2021 | Edina, MN | |
IA | 09/19/2012 - 10/27/2017 | EDINA, MN | |
B | 09/19/2012 - 10/27/2017 | EDINA, MN | |
B | 04/23/2012 - 09/10/2012 | MAPLE GROVE, MN | |
IA | 06/30/2008 - 04/23/2012 | MAPLE GROVE, MN | |
B | 05/09/2008 - 04/23/2012 | MAPLE GROVE, MN | |
B | 08/08/2006 - 11/06/2007 | VALPARAISO, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.