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JEFFREY WAYNE BERTONI
JEFF BERTONI
CRD#: 5166895
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 100 Fillmore Street, Fillmore Place
Suite 551
Denver, CO 80206
Suite 551
Denver, CO 80206
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Alabama 1/4/2018
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Missouri 11/8/2021
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Arizona 11/8/2021
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Nebraska 11/8/2021
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California 1/4/2018
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Nevada 1/4/2018
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Colorado 1/4/2018
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New Jersey 1/4/2018
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Colorado 1/4/2018
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New York 1/4/2018
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Connecticut 1/4/2018
B
North Carolina 1/5/2018
B
Delaware 6/4/2020
B
Ohio 1/4/2018
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District of Columbia 1/4/2018
B
Oregon 1/4/2018
B
Florida 1/4/2018
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Pennsylvania 1/4/2018
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Georgia 1/4/2018
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Rhode Island 6/1/2020
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Hawaii 11/8/2021
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South Carolina 1/4/2018
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Illinois 1/4/2018
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Tennessee 1/4/2018
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Kansas 6/27/2019
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Texas 1/4/2018
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Kentucky 11/8/2021
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Utah 11/8/2021
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Maryland 11/8/2021
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Vermont 3/11/2022
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Massachusetts 1/4/2018
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Virginia 11/8/2021
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Michigan 11/8/2021
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Washington 6/27/2019
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Minnesota 1/4/2018
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Wisconsin 11/8/2021
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Mississippi 11/8/2021
SRO Registrations
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Registered with this firm since 1/4/2018
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Registered with this firm since 1/4/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/09/2017 - 01/31/2018 | DENVER, CO | |
B | 11/03/2015 - 06/13/2017 | BOSTON, MA | |
B | 06/16/2014 - 10/30/2015 | WOBURN, MA | |
B | 02/24/2012 - 06/19/2014 | NEW YORK, NY | |
B | 06/07/2011 - 02/17/2012 | NEW YORK, NY | |
B | 05/18/2010 - 06/02/2011 | NEW YORK, NY | |
B | 06/17/2008 - 05/25/2010 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.