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Detailed Report
Lauren W Phelps
Lauren Wilder Phelps, Lauren Phelps, LAUREN WILLIAMSON WILDER
CRD#: 5165401
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1320 Main Street
Suite 800
Columbia, SC 29201
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2021 - 2021 (<1 year)BBB&T SECURITIES, LLC (CRD# 142785)2018 - 2021 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2014 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 12/21/2023
B
Missouri 11/22/2021
B
California 1/12/2024
B
New Jersey 11/23/2021
B
Connecticut 1/4/2023
B
New York 11/29/2021
B
Delaware 11/29/2021
B
North Carolina 11/29/2021
B
District of Columbia 4/13/2022
B
Ohio 11/23/2021
B
Florida 11/22/2021
B
Oregon 3/8/2022
B
Georgia 11/22/2021
B
Pennsylvania 6/13/2024
B
Illinois 1/4/2023
B
South Carolina 9/20/2021
B
Indiana 12/2/2022
IA
South Carolina 11/16/2021
B
Kentucky 11/23/2021
B
Tennessee 11/23/2021
B
Maryland 8/17/2023
B
Texas 11/29/2021
B
Massachusetts 11/23/2021
IA
Texas 12/9/2021
B
Minnesota 1/20/2022
B
Virginia 11/22/2021
B
Mississippi 5/23/2023
B
Washington 4/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1320 Main Street Suite 800, Columbia, SC 29201
Registered with this firm since 11/16/2021
B
MORGAN STANLEY (CRD#:149777)
1320 Main Street Suite 800, Columbia, SC 29201
Registered with this firm since 9/20/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/17/2021 - 07/30/2021 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) WEST COLUMBIA, SC
B
 06/19/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) WEST COLUMBIA, SC
B
 10/15/2014 - 05/31/2017 AXA ADVISORS, LLC (CRD#:6627) COLUMBIA, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.