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GERALD THOMAS GALLUP III
GERALD T GALLUP III, GERALD T GALLUP
CRD#: 5165390
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2015 (5 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2010 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (3 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2010 (2 years)
License(s)

State Registrations

B
Alabama 2/6/2015

B
Nebraska 2/6/2015

B
Alaska 2/6/2015

B
Nevada 2/6/2015

B
Arizona 2/6/2015

B
New Hampshire 2/6/2015

B
Arkansas 2/6/2015

B
New Jersey 2/6/2015

B
California 2/6/2015

B
New Mexico 2/6/2015

B
Colorado 2/6/2015

B
New York 2/6/2015

B
Connecticut 2/6/2015

B
North Carolina 2/9/2015

B
Delaware 2/6/2015

B
North Dakota 2/6/2015

B
District of Columbia 2/6/2015

B
Ohio 2/9/2015

B
Florida 2/6/2015

B
Oklahoma 2/6/2015

B
Georgia 2/6/2015

B
Oregon 2/6/2015

B
Hawaii 2/6/2015

B
Pennsylvania 2/6/2015

B
Idaho 2/6/2015

B
Puerto Rico 2/6/2015

B
Illinois 2/6/2015

B
Rhode Island 2/6/2015

B
Indiana 2/6/2015

B
South Carolina 2/6/2015

B
Iowa 2/6/2015

B
South Dakota 2/6/2015

B
Kansas 2/6/2015

B
Tennessee 2/6/2015

B
Kentucky 2/6/2015

B
Texas 2/6/2015

B
Louisiana 2/6/2015

IA
Texas 7/13/2018

B
Maine 2/6/2015

B
Utah 2/6/2015

B
Maryland 2/6/2015

IA
Utah 7/13/2018

B
Massachusetts 2/6/2015

B
Vermont 2/6/2015

B
Michigan 2/6/2015

B
Virginia 2/6/2015

B
Minnesota 2/6/2015

B
Washington 2/6/2015

B
Mississippi 2/6/2015

B
West Virginia 2/6/2015

B
Missouri 2/6/2015

B
Wisconsin 2/6/2015

B
Montana 2/6/2015

B
Wyoming 2/6/2015

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
SOUTH JORDAN, UT
Registered with this firm since 2/6/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/11/2015 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SALT LAKE CITY, UT
IA
02/24/2010 - 02/03/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) NAPERVILLE, IL
B
02/23/2010 - 02/03/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) NAPERVILLE, IL
IA
11/13/2007 - 01/29/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) SALT LAKE CITY, UT
B
09/04/2006 - 01/28/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.