Individual Firm
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MARIA BETHANY HOWE
MARIA MARTINO HOWE, MARIA BERTHANY MARTINO, MARIA BETHANY MARTINO
CRD#: 5164889
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CARROLL INVESTORS, INC.CRD#: 311180 1036 LANSING DR
SUITE 102
MT PLEASANT, SC 29464
SUITE 102
MT PLEASANT, SC 29464
0
Disclosures
18
Years of Experience
View By:
State Registrations
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South Carolina 1/7/2021
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Registered with this firm since 1/7/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2013 - 12/31/2020 | MOUNT PLEASANT, SC | |
B | 02/13/2013 - 12/31/2020 | MOUNT PLEASANT, SC | |
IA | 12/11/2008 - 02/13/2013 | CHARLESTON, SC | |
B | 12/08/2008 - 02/13/2013 | CHARLESTON, SC | |
IA | 01/08/2007 - 12/18/2008 | CHARLESTON, SC | |
B | 11/23/2006 - 12/18/2008 | CHARLESTON, SC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.