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SEMENE ANNE GILDEN
SEMENE ANNE AFKARI, SEMENE GILDEN
CRD#: 5161787
IA
B
MORGAN STANLEYCRD#: 149777 28601 Marlboro Avenue
Suite 201
Easton, MD 21601
Suite 201
Easton, MD 21601
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 9/27/2024
B
Montana 10/7/2024
B
Arizona 9/27/2024
B
Nevada 9/27/2024
B
California 9/27/2024
B
New Hampshire 10/2/2024
B
Colorado 9/27/2024
B
New Jersey 9/27/2024
B
Connecticut 9/27/2024
B
New Mexico 10/2/2024
B
Delaware 9/27/2024
B
New York 9/27/2024
B
District of Columbia 9/27/2024
B
North Carolina 9/27/2024
B
Florida 9/27/2024
B
Ohio 9/27/2024
B
Georgia 9/27/2024
B
Oklahoma 10/7/2024
B
Hawaii 10/2/2024
B
Oregon 9/27/2024
B
Idaho 10/2/2024
B
Pennsylvania 10/2/2024
B
Illinois 9/27/2024
B
Rhode Island 9/27/2024
B
Indiana 10/2/2024
B
South Carolina 10/2/2024
B
Kentucky 9/27/2024
B
Tennessee 9/27/2024
B
Louisiana 10/7/2024
B
Texas 9/27/2024
B
Maine 10/2/2024
IA
Texas 9/27/2024
B
Maryland 9/27/2024
B
Vermont 10/2/2024
IA
Maryland 9/27/2024
B
Virginia 9/27/2024
B
Massachusetts 9/27/2024
B
Washington 9/27/2024
B
Michigan 9/27/2024
B
West Virginia 10/2/2024
B
Minnesota 9/27/2024
B
Wyoming 10/2/2024
B
Missouri 10/2/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 9/27/2024
B
Registered with this firm since 9/27/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/10/2019 - 09/30/2024 | EASTON, MD | |
B | 12/10/2019 - 09/30/2024 | EASTON, MD | |
IA | 01/02/2018 - 12/06/2019 | EASTON, MD | |
B | 01/02/2018 - 12/06/2019 | EASTON, MD | |
IA | 11/05/2012 - 01/02/2018 | EASTON, MD | |
B | 04/09/2012 - 01/02/2018 | EASTON, MD | |
B | 10/23/2009 - 03/23/2012 | EASTON, MD | |
B | 08/07/2006 - 10/23/2009 | EASTON, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.