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DOUGLAS C COOPER
CRD#: 5161237
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3200 KIRBY DRIVE
SUITE 110
HOUSTON, TX 77098
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3200 KIRBY DRIVE
SUITE 1100
HOUSTON, TX 77098
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)
License(s)

State Registrations

B
California 8/10/2022

B
Mississippi 9/27/2022

B
Colorado 10/27/2022

B
North Carolina 8/10/2022

B
Illinois 10/3/2024

B
Ohio 1/29/2025

B
Louisiana 8/10/2022

B
Tennessee 4/13/2023

B
Massachusetts 8/10/2022

B
Texas 8/10/2022

B
Michigan 11/14/2023

IA
Texas 8/10/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3200 KIRBY DRIVE SUITE 110, HOUSTON, TX 77098
Registered with this firm since 8/10/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3200 KIRBY DRIVE SUITE 1100, HOUSTON, TX 77098
Registered with this firm since 8/10/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2017 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HOUSTON, TX
B
10/16/2017 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) HOUSTON, TX
IA
10/01/2012 - 10/25/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
10/01/2012 - 10/25/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
IA
09/29/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
07/10/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.