Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREW LOUIS WILSON
ANDREW WILSON, ANDY WILSON
CRD#: 5160875
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1700 LINCOLN ST 17TH FLOOR
DENVER, CO 80203
Registration History
200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2018 - 2025 (6 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2014 - 2018 (3 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2006 - 2014 (8 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2022 - 2025 (2 years)
License(s)

State Registrations

B
California 2/18/2025
B
Montana 2/18/2025
B
Colorado 2/18/2025
B
New Mexico 2/18/2025
IA
Colorado 2/18/2025
B
Oklahoma 2/18/2025
B
Idaho 2/18/2025
B
Texas 2/18/2025
B
Iowa 2/18/2025
B
Wyoming 2/18/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1700 LINCOLN ST 17TH FLOOR, DENVER, CO 80203
Registered with this firm since 2/18/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
1700 LINCOLN ST 17TH FLOOR, DENVER, CO 80203
Registered with this firm since 2/18/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/07/2022 - 02/25/2025 PRINCIPAL SECURITIES, INC. (CRD#:1137) DENVER, CO
B
 03/16/2018 - 02/25/2025 PRINCIPAL SECURITIES, INC. (CRD#:1137) DENVER, CO
B
 12/23/2014 - 02/06/2018 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) CHARLOTTE, NC
B
 09/04/2006 - 12/05/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.