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Brandon Michael Shreve
BRANDON MICHAEL SHREVE, Brandon Shreve
CRD#: 5160243
IA
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THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 Lawrence, KS
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Disclosures
11
Years of Experience
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State Registrations
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Colorado 12/12/2023
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Kansas 12/18/2019
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Illinois 1/14/2020
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Missouri 1/14/2020
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Kansas 12/18/2019
SRO Registrations
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Registered with this firm since 12/18/2019
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Registered with this firm since 12/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/30/2014 - 04/01/2015 | AURORA, IL | |
B | 04/09/2013 - 09/23/2013 | NEW YORK, NY | |
IA | 02/22/2010 - 04/01/2011 | OAKBROOK, IL | |
IA | 02/22/2010 - 04/01/2011 | OAK BROOK, IL | |
B | 02/22/2010 - 04/01/2011 | OAK BROOK, IL | |
IA | 08/10/2006 - 02/11/2010 | DOWNERS GROVE, IL | |
B | 07/26/2006 - 02/11/2010 | DOWNERS GROVE, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.