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Detailed Report
Kaylee Marie Phalon
KAYLEE MARIE PHALON, KAYLEE MARIE PUTBRESE
CRD#: 5160051
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 445 Jackson Ave Suite 101
Naperville, IL 60540-5256
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/4/2016
B
Minnesota 1/13/2021
B
California 5/28/2020
B
Missouri 12/5/2019
B
Colorado 11/7/2023
B
New Jersey 4/5/2018
B
Florida 10/8/2015
B
New York 5/14/2021
B
Idaho 1/15/2019
B
North Carolina 1/13/2015
B
Illinois 3/31/2014
B
Ohio 10/28/2020
IA
Illinois 5/27/2014
B
Oregon 12/17/2014
B
Indiana 3/22/2017
B
South Carolina 9/28/2021
B
Iowa 7/30/2014
B
Tennessee 3/9/2018
B
Kentucky 9/27/2017
B
Virginia 3/20/2017
B
Louisiana 7/19/2017
B
Washington 2/19/2021
B
Michigan 7/25/2017
B
Wisconsin 7/5/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
445 Jackson Ave Suite 101, Naperville, IL 60540-5256
Registered with this firm since 5/27/2014
B
EDWARD JONES (CRD#:250)
445 Jackson Ave Suite 101, Naperville, IL 60540-5256
Registered with this firm since 3/10/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.