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MARSHALL CHARLES BARCLAY JR
MARSHALL BARCLAY JR
CRD#: 5158953
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 810 E. Yandell Dr.
El Paso, TX 79902
El Paso, TX 79902
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 500 N. Mesa Street
Suite 300
El Paso, TX 79901
Suite 300
El Paso, TX 79901
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 8/15/2023
B
New Mexico 1/4/2021
B
California 1/4/2021
B
North Carolina 1/4/2021
B
Colorado 1/4/2021
B
Pennsylvania 1/4/2021
B
Florida 1/4/2021
B
Tennessee 1/4/2021
B
Georgia 8/15/2023
IA
Texas 11/12/2018
B
Indiana 8/15/2023
B
Texas 1/4/2021
B
Massachusetts 1/4/2021
B
Utah 8/15/2023
B
Minnesota 1/4/2021
B
Virginia 1/4/2021
B
Nevada 8/15/2023
SRO Registrations
B
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IA
Registered with this firm since 11/12/2018
B
Registered with this firm since 1/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/26/2018 - 12/31/2020 | EL PASO, TX | |
IA | 08/29/2006 - 11/02/2018 | EL PASO, TX | |
B | 07/25/2006 - 11/02/2018 | EL PASO, TX | |
IA | 10/26/2018 - 10/26/2018 | EL PASO, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.