Individual Firm
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NATHANIEL STEVENS EWOLDT
NATHANIEL EWOLDT
CRD#: 5158043
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 910 PRINCESS ANNE ST
FREDERICKSBURG, VA 22401
FREDERICKSBURG, VA 22401
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
California 12/23/2021
B
North Carolina 12/23/2021
B
District of Columbia 9/16/2021
B
South Carolina 12/23/2021
B
Florida 12/23/2021
IA
Texas 10/7/2021
B
Georgia 9/16/2021
B
Virginia 9/16/2021
B
Maryland 9/20/2021
IA
Virginia 9/16/2021
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/16/2021
B
Registered with this firm since 9/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/18/2013 - 09/17/2021 | FAIRFAX, VA | |
B | 06/18/2013 - 09/17/2021 | FAIRFAX, VA | |
IA | 01/01/2012 - 11/29/2012 | ARLINGTON, VA | |
B | 01/26/2012 - 11/29/2012 | ARLINGTON, VA | |
B | 09/06/2006 - 09/08/2011 | EAST MEADOW, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.