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JAMES BYRON NIELSEN
CRD#: 5157939
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 FORESTBURG, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BEDWARD JONES (CRD# 250)2006 - 2010 (4 years)IAEDWARD JONES (CRD# 250)2007 - 2010 (3 years)
License(s)

State Registrations

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Arizona 8/23/2023

B
Texas 11/19/2010

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Ohio 4/30/2024

IA
Texas 11/19/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
FORESTBURG, TX
Registered with this firm since 11/19/2010

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LPL FINANCIAL LLC (CRD#:6413)
FORESTBURG, TX
Registered with this firm since 11/19/2010

Previous Registration(s)
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05/01/2007 - 11/23/2010 EDWARD JONES (CRD#:250) SPRINGTOWN, TX
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07/25/2006 - 11/23/2010 EDWARD JONES (CRD#:250) SPRINGTOWN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.