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Detailed Report
Patrick Michael Dunn
PATRICK M DUNN, Pat Dunn
CRD#: 5156757
IA
Investment Adviser
B
Broker
ROBINHOOD ASSET MANAGEMENTCRD#: 323736 85 WILLOW ROAD
MENLO PARK, CA 94025
ROBINHOOD SECURITIES, LLCCRD#: 287900 2373 15th St
Denver, CO 80202
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2021 (2 years)IAROBINHOOD ASSET MANAGEMENT (CRD# 323736)2025 - Present (<1 year)BROBINHOOD SECURITIES, LLC (CRD# 287900)2023 - Present (1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2022 - Present (2 years)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2022 (1 year)BSCOTTRADE, INC. (CRD# 8206)2007 - 2018 (10 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2020 (2 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2016 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 12/15/2023
B
Montana 12/15/2023
B
Alaska 12/15/2023
B
Nebraska 12/15/2023
B
Arizona 12/15/2023
B
Nevada 12/15/2023
B
Arkansas 12/15/2023
B
New Hampshire 12/15/2023
B
California 12/15/2023
B
New Jersey 12/15/2023
B
Colorado 9/30/2022
B
New Mexico 12/15/2023
IA
Colorado 3/17/2025
B
New York 12/15/2023
B
Connecticut 12/15/2023
B
North Carolina 12/15/2023
B
Delaware 12/15/2023
B
North Dakota 12/15/2023
B
District of Columbia 12/15/2023
B
Ohio 12/15/2023
B
Florida 12/15/2023
B
Oklahoma 12/15/2023
B
Georgia 12/15/2023
B
Oregon 12/15/2023
B
Hawaii 12/15/2023
B
Pennsylvania 12/15/2023
B
Idaho 12/15/2023
B
Puerto Rico 12/15/2023
B
Illinois 12/15/2023
B
Rhode Island 12/15/2023
B
Indiana 12/15/2023
B
South Carolina 12/15/2023
B
Iowa 12/15/2023
B
South Dakota 12/15/2023
B
Kansas 12/15/2023
B
Tennessee 12/15/2023
B
Kentucky 12/15/2023
B
Texas 12/15/2023
B
Louisiana 12/15/2023
B
Utah 12/15/2023
B
Maine 12/15/2023
B
Vermont 12/15/2023
B
Maryland 12/15/2023
B
Virgin Islands 12/15/2023
B
Massachusetts 12/15/2023
B
Virginia 12/15/2023
B
Michigan 12/15/2023
B
Washington 12/15/2023
B
Minnesota 12/15/2023
B
West Virginia 12/15/2023
B
Mississippi 12/15/2023
B
Wisconsin 12/15/2023
B
Missouri 12/15/2023
B
Wyoming 12/15/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBINHOOD ASSET MANAGEMENT (CRD#:323736)
85 WILLOW ROAD, MENLO PARK, CA 94025
Registered with this firm since 3/17/2025
B
ROBINHOOD SECURITIES, LLC (CRD#:287900)
2373 15th St, Denver, CO 80202
Broomfield, CO
Registered with this firm since 12/12/2023
B
ROBINHOOD FINANCIAL, LLC (CRD#:165998)
2373 15th St, Denver, CO 80202
Broomfield, CO
Registered with this firm since 9/30/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/28/2021 - 08/17/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Denver, CO
IA
 02/27/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
B
 02/26/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
IA
 02/26/2018 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) INDIANAPOLIS, IN
IA
 04/21/2016 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 08/03/2007 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) KINGSPORT, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.