Individual Firm
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PETER ANTHONY SCOCCA III
PETER A SCOCCA, PETER ANTHONY SCOCCA
CRD#: 5156462
IA
B
WELLS FARGO ADVISORSCRD#: 19616 281 MILLBURN AVE
MILLBURN, NJ 07041
MILLBURN, NJ 07041
0
Disclosures
18
Years of Experience
View By:
State Registrations
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Arizona 10/27/2022
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New Jersey 10/27/2022
B
California 10/27/2022
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New Jersey 10/27/2022
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Colorado 10/27/2022
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New Mexico 10/27/2022
B
Connecticut 10/9/2023
B
New York 10/27/2022
B
District of Columbia 12/24/2024
B
North Carolina 10/27/2022
B
Florida 10/27/2022
B
Pennsylvania 10/27/2022
B
Georgia 10/27/2022
B
Rhode Island 10/27/2022
B
Illinois 10/27/2022
B
South Dakota 10/27/2022
B
Louisiana 6/21/2023
B
Texas 10/27/2022
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Maryland 10/27/2022
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Texas 10/27/2022
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Massachusetts 10/27/2022
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Virginia 10/27/2022
B
Michigan 10/27/2022
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Washington 10/27/2022
B
Minnesota 3/13/2023
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Wisconsin 10/27/2022
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Nevada 10/27/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/27/2022
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Registered with this firm since 10/27/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 11/02/2022 | BOSTON, MA | |
B | 10/21/2013 - 10/31/2022 | MILLBURN, NJ | |
IA | 11/20/2013 - 07/13/2018 | MILLBURN, NJ | |
IA | 06/12/2009 - 10/01/2013 | FLORHAM PARK, NJ | |
B | 01/26/2009 - 10/01/2013 | FLORHAM PARK, NJ | |
IA | 03/02/2007 - 02/11/2009 | FLORHAM PARK, NJ | |
B | 03/02/2007 - 02/11/2009 | FLORHAM PARK, NJ | |
IA | 02/07/2007 - 03/06/2007 | FLORHAM PARK, NJ | |
B | 11/10/2006 - 03/06/2007 | FLORHAM PARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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