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Christopher James Connor
CHRIS CONNOR, CHRISTOPHER JAMES CONNOR, Christopher J Connor
CRD#: 5154641
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ADVICE AND PLANNING SERVICESCRD#: 20472 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
0
Disclosures
18
Years of Experience
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State Registrations
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Alabama 9/22/2023
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Montana 9/22/2023
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Alaska 9/22/2023
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Nebraska 9/22/2023
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Arizona 9/22/2023
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Nevada 9/22/2023
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Arkansas 9/22/2023
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New Hampshire 9/22/2023
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California 9/22/2023
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New Jersey 9/22/2023
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Colorado 9/22/2023
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New Mexico 9/22/2023
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Connecticut 9/22/2023
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New York 9/22/2023
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Delaware 9/22/2023
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North Carolina 9/22/2023
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District of Columbia 9/22/2023
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North Carolina 9/22/2023
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Florida 9/22/2023
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North Dakota 9/22/2023
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Georgia 9/22/2023
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Ohio 9/22/2023
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Hawaii 9/22/2023
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Oklahoma 9/22/2023
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Idaho 9/22/2023
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Oregon 9/22/2023
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Illinois 9/22/2023
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Pennsylvania 9/22/2023
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Indiana 9/22/2023
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Rhode Island 9/22/2023
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Iowa 9/22/2023
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South Carolina 9/22/2023
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Kansas 9/22/2023
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South Dakota 9/22/2023
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Kentucky 9/22/2023
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Tennessee 9/22/2023
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Louisiana 9/22/2023
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Texas 9/22/2023
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Maine 9/22/2023
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Utah 9/22/2023
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Maryland 9/22/2023
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Vermont 9/22/2023
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Massachusetts 9/22/2023
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Virginia 9/22/2023
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Michigan 9/22/2023
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Washington 9/22/2023
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Minnesota 9/22/2023
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West Virginia 9/22/2023
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Mississippi 9/22/2023
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Wisconsin 9/22/2023
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Missouri 9/22/2023
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Wyoming 9/22/2023
SRO Registrations
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Registered with this firm since 9/22/2023
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Registered with this firm since 9/22/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/30/2017 - 08/15/2023 | CHARLOTTE, NC | |
B | 11/30/2017 - 08/15/2023 | CHARLOTTE, NC | |
IA | 07/25/2016 - 11/14/2017 | SAINT LOUIS, MO | |
B | 03/07/2016 - 11/14/2017 | CHARLOTTE, NC | |
IA | 10/14/2014 - 03/02/2016 | CHARLOTTE, NC | |
B | 06/06/2011 - 03/02/2016 | CHARLOTTE, NC | |
IA | 06/06/2011 - 10/13/2014 | CHARLOTTE, NC | |
IA | 12/06/2007 - 06/07/2011 | JERSEY CITY, NJ | |
B | 10/11/2007 - 06/07/2011 | JERSEY CITY, NJ | |
B | 10/26/2006 - 08/06/2007 | NEW YORK, NY | |
B | 08/08/2006 - 10/19/2006 | NEW YORK, NY |
JERSEY CITY, NJ
12/06/2007 - 06/07/2011
JERSEY CITY, NJ
10/11/2007 - 06/07/2011
NEW YORK, NY
08/08/2006 - 10/19/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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