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CELESTE M MONAGHAN
CELESTE MARIE DUMAIS
CRD#: 5153893
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 949 Whittier Hwy, Suite B
Moultonborough, NH 03254
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 949 Whittier Hwy, Sutie B
Moultonborough, NH 03254
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2007 - 2012 (4 years)IAZELEK & ASSOCIATES (CRD# 130633)2009 - 2021 (12 years)IAZELEK & ASSOCIATES (CRD# 130633)2009 - 2013 (4 years)
License(s)

State Registrations

B
California 8/8/2016

IA
New Hampshire 8/8/2016

B
Colorado 1/25/2022

B
New York 5/15/2019

B
Connecticut 8/8/2016

B
North Carolina 4/10/2017

B
District of Columbia 11/17/2023

B
Ohio 5/15/2018

B
Florida 8/8/2016

B
Pennsylvania 8/8/2016

B
Hawaii 8/8/2016

B
South Carolina 2/20/2018

B
Kansas 1/2/2018

B
Tennessee 7/31/2018

B
Louisiana 7/9/2020

B
Texas 6/30/2022

B
Maine 8/8/2016

IA
Texas 7/5/2022

B
Massachusetts 8/8/2016

B
Vermont 8/8/2016

B
New Hampshire 8/8/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
949 Whittier Hwy, Suite B, Moultonborough, NH 03254
Registered with this firm since 8/8/2016

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
949 Whittier Hwy, Sutie B, Moultonborough, NH 03254
Registered with this firm since 8/8/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/30/2009 - 10/08/2021 ZELEK & ASSOCIATES (CRD#:130633) MOULTONBOROUGH, NH
IA
06/06/2012 - 08/12/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) MOULTONBOROUGH, NH
B
03/29/2012 - 08/12/2016 INVESTORS CAPITAL CORP. (CRD#:30613) MOULTONBOROUGH, NH
IA
03/30/2009 - 12/31/2013 ZELEK & ASSOCIATES (CRD#:130633) MOULTONBOROUGH, NH
B
06/25/2007 - 03/30/2012 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) MOULTONBOROUGH, NH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.