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Detailed Report
PATRICIA GREEN
PATRICIA HAINES ANDERSON, PATRICIA ANDERSON, PATRICIA ANN GREEN, PATRICIA HAINES GREEN
CRD#: 5151643
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 101 East Kennedy Boulevard, Suite 1800
TAMPA, FL 33602
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (16 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 3/7/2011
B
Maryland 10/20/2010
B
Florida 12/23/2008
B
New Jersey 10/14/2010
IA
Florida 1/16/2009
B
New York 10/2/2009
B
Georgia 10/14/2010
B
Ohio 10/13/2010
B
Illinois 10/13/2010
B
Tennessee 10/13/2010
B
Louisiana 10/15/2010
B
Virginia 9/18/2009

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Lutz, FL
Registered with this firm since 1/16/2009
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Lutz, FL
Registered with this firm since 12/23/2008
Previous Registration(s)
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IA
 05/30/2008 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
B
 04/02/2008 - 12/16/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.