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CHRISTOPHER R JOHNSON
Christopher Russell Johnson
CRD#: 5151407
IA
B
AVANTAX ADVISORY SERVICESCRD#: 104556 19 MORGAN DRIVE
LEBANON, NH 03766
LEBANON, NH 03766
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 19 MORGAN DRIVE
LEBANON, NH 03766
LEBANON, NH 03766
0
Disclosures
17
Years of Experience
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State Registrations
B
Arizona 12/10/2019
B
New Jersey 9/13/2024
B
District of Columbia 6/25/2024
B
New York 3/17/2021
B
Florida 1/3/2024
B
North Carolina 2/27/2023
B
Maryland 11/4/2024
B
Pennsylvania 1/24/2024
B
Massachusetts 11/27/2019
B
Texas 10/25/2019
B
New Hampshire 11/27/2019
B
Vermont 11/27/2019
IA
New Hampshire 11/27/2019
B
Virginia 1/3/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 10/25/2019
B
Registered with this firm since 10/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/2018 - 10/25/2019 | DALLAS, TX | |
B | 06/20/2018 - 10/25/2019 | DALLAS, TX | |
IA | 05/24/2011 - 05/05/2017 | Addison, TX | |
B | 05/24/2011 - 05/05/2017 | ADDISON, TX | |
IA | 08/15/2006 - 05/09/2011 | DALLAS, TX | |
B | 07/19/2006 - 05/09/2011 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.