Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHRISTINA JEAN OETTINGER
CHRISTINA JEAN KOLTOSKY
CRD#: 5151182
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1277 W Mason St
Green Bay, WI 54303
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1277 WEST MASON STREET
GREEN BAY, WI 54303
Registration History
2010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2009 - 2012 (2 years)IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2010 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 1/3/2023
B
Maine 1/3/2023
B
California 10/13/2021
B
Massachusetts 1/3/2023
B
Florida 10/13/2021
B
Michigan 10/13/2021
B
Georgia 1/3/2023
B
Minnesota 10/13/2021
B
Idaho 10/13/2021
B
Nevada 1/3/2023
B
Illinois 10/13/2021
B
Texas 10/13/2021
B
Indiana 1/3/2023
B
Washington 1/3/2023
B
Iowa 1/3/2023
B
Wisconsin 10/11/2021
B
Kansas 10/3/2024
IA
Wisconsin 10/11/2021
B
Louisiana 1/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1277 W Mason St, Green Bay, WI 54303
Registered with this firm since 10/11/2021
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1277 WEST MASON STREET, GREEN BAY, WI 54303
Registered with this firm since 7/20/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2010 - 01/04/2012 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) GREEN BAY, WI
B
 11/03/2009 - 01/04/2012 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) GREEN BAY, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.