Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jason Aaron Pinney
CRD#: 5149447
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 869 East 33rd St
Edmond, OK 73013
IFP SECURITIES, LLCCRD#: 297287 869 East 33rd Street
Edmond, OK 73013
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 6/18/2021
IA
Michigan 6/21/2021
IA
Arizona 7/8/2021
B
Montana 6/18/2021
B
California 6/18/2021
IA
Montana 6/22/2021
IA
California 6/18/2021
B
Nevada 6/18/2021
B
Colorado 6/18/2021
IA
Nevada 7/1/2021
IA
Colorado 6/24/2021
B
Oklahoma 6/18/2021
B
Florida 6/24/2021
IA
Oklahoma 6/18/2021
IA
Florida 6/30/2021
B
Oregon 6/18/2021
IA
Indiana 8/19/2021
IA
Oregon 7/20/2021
B
Kansas 6/18/2021
B
Texas 6/18/2021
IA
Kansas 6/23/2021
IA
Texas 6/18/2021
IA
Louisiana 8/30/2024
B
Virginia 6/18/2021
B
Massachusetts 6/18/2021
IA
Virginia 6/23/2021
IA
Massachusetts 11/3/2021
B
Wyoming 6/18/2021
B
Michigan 6/18/2021
IA
Wyoming 6/23/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
869 East 33rd St, Edmond, OK 73013
Registered with this firm since 6/18/2021
B
IFP SECURITIES, LLC (CRD#:297287)
869 East 33rd Street, Edmond, OK 73013
Registered with this firm since 6/18/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/29/2014 - 06/17/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) OKLAHOMA CITY, OK
B
 07/22/2014 - 06/17/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) OKLAHOMA CITY, OK
IA
 03/30/2011 - 07/08/2014 ARVEST ASSET MANAGEMENT (CRD#:42057) BARTLESVILLE, OK
B
 03/30/2011 - 07/08/2014 ARVEST ASSET MANAGEMENT (CRD#:42057) BARTLESVILLE, OK
IA
 10/01/2009 - 03/15/2011 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) PONCA CITY, OK
B
 09/30/2009 - 03/15/2011 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PONCA CITY, OK
IA
 09/18/2006 - 09/30/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) PONCA CITY, OK
B
 06/09/2006 - 09/30/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) PONCA CITY, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.