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Detailed Report
WILLIAM DELMA COVINGTON III
WILLIAM DELMA COVINGTON
CRD#: 5149346
IA
Investment Adviser
B
Broker
STEPHENSCRD#: 3496 6075 POPLAR AVENUE
CRESCENT CENTER
MEMPHIS, TN 38119
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2006 - 2012 (5 years)IAFIRST HORIZON ADVISORS, INC (CRD# 17117)2016 - 2021 (5 years)
License(s)

State Registrations

B
Arkansas 7/25/2022
B
Tennessee 7/25/2022
IA
Tennessee 9/21/2021

SRO Registrations

B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEPHENS (CRD#:3496)
6075 POPLAR AVENUE CRESCENT CENTER, MEMPHIS, TN 38119
Registered with this firm since 9/21/2021
B
STEPHENS (CRD#:3496)
6075 POPLAR AVENUE CRESCENT CENTER, MEMPHIS, TN 38119
Registered with this firm since 11/12/2021
Previous Registration(s)
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IA
 01/28/2016 - 09/20/2021 FIRST HORIZON ADVISORS, INC (CRD#:17117) MEMPHIS, TN
B
 12/14/2006 - 03/30/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.