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Detailed Report
Josh Michael Breaux
JOSHUA MICHAEL BREAUX
CRD#: 5148990
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4100 NELSON ROAD
LAKE CHARLES, LA 70605
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
License(s)

State Registrations

B
Arkansas 2/20/2025
B
New York 10/22/2014
B
California 10/1/2012
B
Oklahoma 7/23/2024
B
Colorado 4/22/2013
B
South Carolina 11/16/2015
B
Florida 2/12/2014
B
Tennessee 5/20/2016
B
Illinois 9/4/2019
B
Texas 10/1/2012
B
Louisiana 10/1/2012
IA
Texas 9/23/2013
IA
Louisiana 10/1/2012
B
Vermont 8/17/2021
B
Michigan 7/7/2021
B
West Virginia 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4100 NELSON ROAD, LAKE CHARLES, LA 70605
1201 E. PRIEN LAKE ROAD, LAKE CHARLES, LA 70601
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4100 NELSON ROAD, LAKE CHARLES, LA 70605
1201 E. PRIEN LAKE ROAD, LAKE CHARLES, LA 70601
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 07/28/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE CHARLES, LA
B
 10/31/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE CHARLES, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.