Individual Firm
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JOHN ANTHONY SOBRINSKI JR.
JOHN A SOBRINSKI
CRD#: 5148587
IA
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CADARET GRANT & CO INCCRD#: 10641 5727 Business Route 209
Sciota, PA 18354
Sciota, PA 18354
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8/3/2010
Regulatory
Final
8/14/2009
Employment Separation After Allegations
State Registrations
B
Delaware 5/26/2020
B
New York 5/26/2020
B
Florida 5/26/2020
B
North Carolina 5/29/2020
B
Illinois 5/26/2020
B
Pennsylvania 5/26/2020
B
Massachusetts 9/23/2021
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Pennsylvania 5/26/2020
B
Minnesota 5/28/2020
B
South Carolina 5/26/2020
B
New Jersey 5/26/2020
B
Wyoming 5/26/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/26/2020
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Registered with this firm since 5/26/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/11/2015 - 05/27/2020 | Sciota, PA | |
B | 08/19/2014 - 05/27/2020 | Sciota, PA | |
B | 03/13/2009 - 09/11/2009 | FLORHAM PARK, NJ | |
B | 12/06/2007 - 03/27/2009 | FLORHAM PARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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