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LEAH ELLETTA BRADEN
LEAH E BRADEN, LEAH BRADEN, LEAH E FOSHEE, LEAH FOSHEE, LEAH POSTON
CRD#: 5148568
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2014 (8 years)IAMERRILL LYNCH TRUST COMPANY (CRD# 108469)2006 - 2006 (<1 year)
Disclosure(s)
View By:
3/19/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/18/2020

B
Nebraska 6/11/2019

B
Arkansas 6/12/2019

B
Nevada 8/31/2017

B
California 8/18/2017

B
New Hampshire 2/8/2022

B
Colorado 8/21/2017

B
New Jersey 8/22/2017

B
Connecticut 6/10/2019

B
New Mexico 4/6/2023

B
Delaware 7/8/2019

B
New York 8/21/2017

B
Florida 8/22/2017

B
North Carolina 8/23/2017

B
Georgia 7/16/2019

B
Ohio 5/2/2018

B
Hawaii 9/13/2017

B
Oklahoma 12/22/2020

B
Illinois 9/19/2017

B
Oregon 9/12/2017

B
Indiana 6/10/2019

B
Pennsylvania 11/28/2022

B
Iowa 12/15/2022

B
Rhode Island 8/21/2017

B
Kansas 6/17/2019

B
South Carolina 1/16/2020

B
Kentucky 8/21/2017

B
Tennessee 8/21/2017

B
Louisiana 8/18/2017

B
Texas 8/17/2017

B
Maine 6/11/2019

IA
Texas 8/17/2017

B
Maryland 8/21/2017

B
Utah 8/24/2022

B
Massachusetts 12/19/2023

B
Virginia 2/3/2022

B
Michigan 8/23/2017

B
Washington 8/21/2017

B
Minnesota 5/10/2023

B
West Virginia 6/16/2022

B
Missouri 6/13/2019

B
Wyoming 12/9/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 8/17/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 6/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/28/2006 - 12/20/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
09/26/2006 - 11/28/2006 MERRILL LYNCH TRUST COMPANY (CRD#:108469) HOUSTON, TX
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.