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Detailed Report
Andrew Soliman
CRD#: 5147591
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 901 Central Park Ave
SCARSDALE, NY 10583
Registration History
200620082010201220142016201820202022202420262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2012 - 2023 (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2012 (5 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2007 (<1 year)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2019 - 2023 (3 years)
License(s)

State Registrations

B
Connecticut 12/9/2024
B
New York 12/9/2024
B
New Jersey 12/9/2024
IA
New York 12/9/2024
IA
New Jersey 12/9/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
901 Central Park Ave, SCARSDALE, NY 10583
Registered with this firm since 12/9/2024
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
901 Central Park Ave, SCARSDALE, NY 10583
Registered with this firm since 12/9/2024
Previous Registration(s)
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IA
 06/21/2023 - 11/22/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) New York, NY
B
 06/21/2023 - 11/22/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) New York, NY
IA
 08/21/2019 - 07/03/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) SCARSDALE, NY
B
 10/26/2012 - 07/03/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) SCARSDALE, NY
B
 05/29/2007 - 10/23/2012 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BRONXVILLE, NY
B
 06/14/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BRONXVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.