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Detailed Report
David Robert Schmidt
CRD#: 5145958
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
20062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2017 - Present (8 years)BMORGAN STANLEY (CRD# 149777)2016 - Present (8 years)BSTRONGTOWER FINANCIAL, INC. (CRD# 35504)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 3/3/2017
B
Missouri 3/3/2017
B
California 1/23/2017
B
Nebraska 3/3/2017
IA
California 1/23/2017
B
Nevada 3/3/2017
B
Colorado 3/3/2017
B
New Mexico 3/3/2017
B
Delaware 11/27/2024
B
New York 3/3/2017
B
District of Columbia 11/11/2021
B
North Carolina 3/6/2017
B
Florida 3/3/2017
B
Oklahoma 3/19/2024
B
Georgia 3/3/2017
B
Oregon 3/3/2017
B
Hawaii 3/3/2017
B
Pennsylvania 3/3/2017
B
Idaho 2/12/2019
B
South Carolina 3/3/2017
B
Indiana 11/7/2017
B
South Dakota 2/12/2021
B
Kansas 3/4/2025
B
Tennessee 3/3/2017
B
Maine 3/3/2017
B
Texas 3/3/2017
B
Maryland 9/4/2020
IA
Texas 3/3/2020
B
Massachusetts 3/3/2017
B
Virginia 3/3/2017
B
Michigan 3/3/2017
B
Washington 3/3/2017
B
Mississippi 3/3/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 1/23/2017
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 12/1/2016
Previous Registration(s)
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B
 06/13/2006 - 11/16/2007 STRONGTOWER FINANCIAL, INC. (CRD#:35504) FRESNO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.