• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARLIN MAX BORNSCHLEGL JR.
CRD#: 5145782
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 975 34th Ave NW
Rochester, MN 55901
Registration History
20062008201020122014201620182020202220242026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - Present (11 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2006 - Present (18 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 6/22/2021

IA
Minnesota 11/18/2013

B
Colorado 6/30/2020

B
Missouri 4/9/2020

B
Florida 4/23/2013

B
Nebraska 10/2/2006

B
Illinois 9/7/2007

B
Pennsylvania 8/9/2023

B
Michigan 8/11/2014

B
Wisconsin 3/22/2018

B
Minnesota 7/3/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
975 34th Ave NW, Rochester, MN 55901
Rochester, MN
Registered with this firm since 11/18/2013

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
975 34th Ave NW, Rochester, MN 55901
Rochester, MN
Registered with this firm since 5/29/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/10/2006 - 12/31/2007 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.