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Detailed Report
HEATH AARON STRASSER
HEATH A STRASSER, Heath Strasser
CRD#: 5145413
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 123-127 SOUTH LAKE AVE.
PASADENA, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2018 - 2019 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2020 - Present (4 years)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2010 - 2017 (7 years)BEDWARD JONES (CRD# 250)2006 - 2008 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - 2025 (4 years)IAAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2014 - 2017 (3 years)
Disclosure(s)
View By:
1/7/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/18/2020
B
Nevada 12/23/2020
B
California 8/13/2020
B
New York 9/18/2020
IA
California 3/31/2025
B
Oregon 1/7/2022
B
Connecticut 9/18/2020
B
Tennessee 3/6/2024
B
Florida 9/18/2020
B
Texas 7/21/2023
B
Iowa 1/7/2022
IA
Texas 3/31/2025
B
Massachusetts 9/18/2020
B
Washington 10/8/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
123-127 SOUTH LAKE AVE., PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 8/13/2020
Previous Registration(s)
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IA
 08/19/2020 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
IA
 04/23/2018 - 08/22/2019 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) Pasadena, CA
B
 04/23/2018 - 08/22/2019 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) MONUMENT, CO
IA
 08/04/2014 - 10/25/2017 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) LOS ANGELES, CA
B
 04/20/2010 - 10/25/2017 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) LOS ANGELES, CA
IA
 08/05/2008 - 03/24/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JOHNSON CITY, TN
B
 06/13/2008 - 03/24/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JOHNSON CITY, TN
B
 07/24/2006 - 06/13/2008 EDWARD JONES (CRD#:250) ERWIN, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.