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REA MAYER
REA DORIA, REA DORIA MAYER
CRD#: 5145252
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 228 W CHANDLER HEIGHTS RD
CHANDLER, AZ 85248
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2020 (6 years)2 FIRMS2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2007 (<1 year)
License(s)

State Registrations

IA
Arizona 4/10/2020

B
Idaho 4/9/2020

B
Arizona 4/14/2020

B
Nevada 4/9/2020

B
California 4/9/2020

B
Texas 4/9/2020

IA
California 4/9/2020

IA
Texas 4/9/2020

B
Colorado 4/9/2020

B
Utah 4/9/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
228 W CHANDLER HEIGHTS RD, CHANDLER, AZ 85248
Registered with this firm since 4/9/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
228 W CHANDLER HEIGHTS RD, CHANDLER, AZ 85248
Registered with this firm since 4/9/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/06/2013 - 02/13/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) PHOENIX, AZ
B
08/05/2013 - 02/13/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) PHOENIX, AZ
IA
07/14/2008 - 08/07/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
B
07/11/2008 - 08/07/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
IA
10/04/2007 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
10/04/2007 - 07/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
B
03/05/2007 - 09/27/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.