Individual Firm
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SAMEER YASHWANT PHADKE
CRD#: 5144250
IA
B
SCF INVESTMENT ADVISORS, INC.CRD#: 123608 OREFIELD, PA
SCF SECURITIES, INC.CRD#: 47275 Orefield , PA
0
Disclosures
18
Years of Experience
View By:
State Registrations
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California 6/6/2014
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New Jersey 4/4/2014
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Colorado 7/23/2021
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Pennsylvania 3/31/2014
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Massachusetts 5/6/2014
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Pennsylvania 3/31/2014
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Michigan 4/7/2014
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Texas 1/18/2018
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2010 - 04/07/2014 | WHITEHALL, PA | |
B | 08/24/2010 - 04/07/2014 | WHITEHALL, PA | |
IA | 06/01/2009 - 05/19/2010 | ALLENTOWN, PA | |
B | 06/01/2009 - 05/19/2010 | ALLENTOWN, PA | |
IA | 04/17/2008 - 06/01/2009 | ALLENTOWN, PA | |
B | 08/30/2007 - 06/01/2009 | ALLENTOWN, PA | |
IA | 08/29/2006 - 06/12/2007 | CENTER VALLEY, PA | |
B | 08/08/2006 - 06/12/2007 | CENTER VALLEY, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.