Individual Firm
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BARTON JOSEPH KERSHNER
CRD#: 5144164
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 702 King Farm Blvd., Ste. 201
Rockville, MD 20850
Rockville, MD 20850
OSAIC WEALTH, INC.CRD#: 23131 702 King Farm Road
Suite 210
Rockville, MD 20850
Suite 210
Rockville, MD 20850
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Disclosures
17
Years of Experience
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State Registrations
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California 8/23/2024
B
New York 8/23/2024
B
Delaware 8/23/2024
B
North Carolina 8/23/2024
B
Florida 8/23/2024
B
Pennsylvania 8/23/2024
IA
Maryland 4/15/2022
B
South Carolina 8/23/2024
B
Maryland 8/23/2024
B
Texas 8/23/2024
B
New Jersey 8/23/2024
B
Virginia 8/23/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/15/2022
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Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/31/2022 - 08/23/2024 | Rockville, MD | |
IA | 04/19/2016 - 03/31/2022 | Rockville, MD | |
B | 03/31/2015 - 03/31/2022 | ROCKVILLE, MD | |
IA | 03/27/2015 - 09/22/2016 | ROCKVILLE, MD | |
B | 09/12/2014 - 01/15/2015 | ROCKVILLE, MD | |
IA | 09/17/2014 - 01/08/2015 | ROCKVILLE, MD | |
IA | 10/23/2013 - 12/24/2014 | ROCKVILLE, MD | |
B | 10/23/2013 - 09/12/2014 | ROCKVILLE, MD | |
B | 01/15/2013 - 08/08/2013 | OWINGS MILLS, MD | |
IA | 01/25/2013 - 08/06/2013 | OWINGS MILLS, MD | |
IA | 11/18/2010 - 01/02/2013 | ROCKVILLE, MD | |
B | 11/18/2010 - 01/02/2013 | ROCKVILLE, MD | |
IA | 06/01/2009 - 11/12/2010 | ANNAPOLIS, MD | |
B | 06/01/2009 - 11/12/2010 | ANNAPOLIS, MD | |
IA | 02/22/2007 - 06/01/2009 | ANNAPOLIS, MD | |
B | 10/23/2006 - 06/01/2009 | ANNAPOLIS, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.