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LAURA J RICHARDS
LAURA J HOLSHOUSER
CRD#: 5143806
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3550 VINE ST
GLOBAL HUMAN RESOURCES- THE ACADEMY
RIVERSIDE, CA 92507
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 9/18/2023

B
Montana 9/18/2023

B
Alaska 9/18/2023

B
Nebraska 11/8/2023

B
Arizona 8/2/2023

B
Nevada 9/18/2023

B
Arkansas 9/18/2023

B
New Hampshire 11/8/2023

B
California 11/19/2007

B
New Jersey 8/2/2023

IA
California 11/27/2007

B
New Mexico 9/18/2023

B
Colorado 9/18/2023

B
New York 9/18/2023

B
Connecticut 9/18/2023

B
North Carolina 8/2/2023

B
Delaware 9/18/2023

B
North Dakota 11/8/2023

B
District of Columbia 8/2/2023

B
Ohio 9/18/2023

B
Florida 8/2/2023

B
Oklahoma 9/18/2023

B
Georgia 9/18/2023

B
Oregon 9/18/2023

B
Hawaii 9/18/2023

B
Pennsylvania 8/2/2023

B
Idaho 9/18/2023

B
Puerto Rico 11/8/2023

B
Illinois 9/18/2023

B
Rhode Island 9/18/2023

B
Indiana 11/8/2023

B
South Carolina 9/18/2023

B
Iowa 11/8/2023

B
South Dakota 11/8/2023

B
Kansas 9/18/2023

B
Tennessee 9/18/2023

B
Kentucky 9/18/2023

B
Texas 9/18/2023

B
Louisiana 9/18/2023

B
Utah 11/8/2023

B
Maine 9/18/2023

B
Vermont 11/8/2023

B
Maryland 9/18/2023

B
Virgin Islands 11/8/2023

B
Massachusetts 9/18/2023

B
Virginia 8/2/2023

B
Michigan 9/18/2023

B
Washington 8/2/2023

B
Minnesota 9/18/2023

B
West Virginia 11/8/2023

B
Mississippi 11/8/2023

B
Wisconsin 11/8/2023

B
Missouri 9/18/2023

B
Wyoming 11/8/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST GLOBAL HUMAN RESOURCES- THE ACADEMY, RIVERSIDE, CA 92507
Riverside, CA
Registered with this firm since 11/27/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST GLOBAL HUMAN RESOURCES- THE ACADEMY, RIVERSIDE, CA 92507
Riverside, CA
Registered with this firm since 10/22/2007

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.