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JAMES EDWARD SALTER
JAMES E SALTER
CRD#: 5143649
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Investment Adviser
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Previous Broker
BLOSSOM WEALTH MANAGEMENT, LLCCRD#: 150402 SAN RAMON, CA
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)IABLOSSOM WEALTH MANAGEMENT, LLC (CRD# 150402)2009 - Present (15 years)BKW SECURITIES CORPORATION (CRD# 8237)2013 - 2022 (8 years)BINSTREAM PARTNERS LLC (CRD# 110443)2013 - 2014 (<1 year)BFALLBROOK CAPITAL SECURITIES CORP. (CRD# 101180)2011 - 2013 (2 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2006 - 2007 (<1 year)
License(s)

State Registrations

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California 6/26/2009

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Texas 10/1/2020

Current Registration(s)
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BLOSSOM WEALTH MANAGEMENT, LLC (CRD#:150402)
SAN RAMON, CA
Registered with this firm since 6/25/2009

Previous Registration(s)
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11/06/2013 - 09/26/2022 KW SECURITIES CORPORATION (CRD#:8237) San Ramon, CA
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11/13/2013 - 09/08/2014 INSTREAM PARTNERS LLC (CRD#:110443) SUNNYVALE, CA
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06/15/2011 - 10/11/2013 FALLBROOK CAPITAL SECURITIES CORP. (CRD#:101180) CALABASAS, CA
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06/01/2009 - 07/01/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WALNUT CREEK, CA
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06/01/2009 - 07/01/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WALNUT CREEK, CA
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03/27/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WALNUT CREEK, CA
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03/10/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WALNUT CREEK, CA
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12/06/2006 - 01/22/2007 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.