Individual Firm
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TRAVIS ROBERT CORNETT
CRD#: 5143339
IA
B
CENTAURUS FINANCIAL, INC.CRD#: 30833 2225 E. MURRAY HOLLADAY ROAD
SUITE #106
HOLLADAY, UT 84117
SUITE #106
HOLLADAY, UT 84117
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7/30/2010
Customer Dispute
Settled
3/29/2010
Employment Separation After Allegations
State Registrations
B
Utah 2/1/2012
IA
Utah 2/1/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/1/2012
B
Registered with this firm since 1/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/22/2010 - 12/31/2011 | FT. LAUDERDALE, FL | |
B | 04/21/2010 - 12/31/2011 | HOLLADAY, UT | |
IA | 08/15/2006 - 04/08/2010 | MIDVALE, UT | |
B | 08/01/2006 - 04/08/2010 | MIDVALE, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.