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THOMAS O'MERA
THOMAS M OMARA, THOMAS M OMERA
CRD#: 5143180
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
Disclosure(s)
View By:
9/4/2019
Judgment / Lien
License(s)

State Registrations

B
Alabama 6/30/2009

B
Missouri 3/9/2009

B
Alaska 10/26/2020

B
Montana 2/3/2017

B
Arizona 3/9/2009

B
Nebraska 4/28/2010

B
Arkansas 3/9/2009

B
Nevada 3/9/2009

B
California 3/9/2009

B
New Hampshire 2/27/2014

B
Colorado 3/9/2009

B
New Jersey 3/9/2009

B
Connecticut 4/28/2010

B
New Mexico 3/31/2010

B
Delaware 1/15/2014

B
New York 3/9/2009

B
District of Columbia 4/28/2010

B
North Carolina 3/9/2009

B
Florida 3/9/2009

B
Ohio 3/9/2009

IA
Florida 6/22/2020

B
Oklahoma 2/3/2017

B
Georgia 3/9/2009

B
Oregon 3/9/2009

B
Hawaii 7/17/2020

B
Pennsylvania 3/9/2009

B
Idaho 2/3/2017

B
Puerto Rico 5/4/2021

B
Illinois 11/2/2006

B
Rhode Island 2/2/2022

IA
Illinois 11/2/2006

B
South Carolina 3/9/2009

B
Indiana 3/9/2009

B
Tennessee 4/28/2010

B
Iowa 3/9/2009

B
Texas 3/9/2009

B
Kansas 3/9/2009

IA
Texas 3/12/2009

B
Kentucky 3/9/2009

B
Utah 3/9/2009

B
Louisiana 6/30/2009

B
Vermont 2/3/2017

B
Maine 10/2/2020

B
Virginia 3/9/2009

B
Maryland 3/9/2009

B
Washington 3/9/2009

B
Massachusetts 3/9/2009

B
West Virginia 2/15/2018

B
Michigan 3/9/2009

B
Wisconsin 6/30/2009

B
Minnesota 3/9/2009

B
Wyoming 2/3/2017

B
Mississippi 9/2/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Panama City Beach, FL
Registered with this firm since 11/2/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Panama City Beach, FL
Registered with this firm since 9/8/2006

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.