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Detailed Report
BRENDA LYNN GOEKEN
Brenda L Goeken, Brenda Lynn Goeken, Brenda Lynn Hedrick, Brenda Lynn Mullen
CRD#: 5142943
IA
Investment Adviser
B
Broker
CAPITAL CLIENT GROUP, INC.CRD#: 6247 12711 N. MERIDIAN STREET
CARMEL, IN 46032
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BEDWARD JONES (CRD# 250)2006 - 2018 (12 years)IAEDWARD JONES (CRD# 250)2007 - 2018 (11 years)
License(s)

State Registrations

B
Indiana 12/5/2019
IA
Indiana 12/5/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL CLIENT GROUP, INC. (CRD#:6247)
12711 N. MERIDIAN STREET, CARMEL, IN 46032
Westfield, IN
Registered with this firm since 12/5/2019
B
CAPITAL CLIENT GROUP, INC. (CRD#:6247)
12711 N. MERIDIAN STREET, CARMEL, IN 46032
Westfield, IN
Registered with this firm since 12/5/2019
Previous Registration(s)
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IA
 11/15/2018 - 11/08/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Demotte, IN
B
 11/15/2018 - 11/08/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Demotte, IN
IA
 01/26/2007 - 11/09/2018 EDWARD JONES (CRD#:250) DEMOTTE, IN
B
 07/11/2006 - 11/09/2018 EDWARD JONES (CRD#:250) DEMOTTE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.