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BRANDON PHAM
BRANDON JOHN PHAM
CRD#: 5142102
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 SALT LAKE CITY, UT
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2015 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2011 (5 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2015 (3 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 10/19/2022

B
Nevada 10/19/2022

B
Alaska 10/19/2022

B
New Hampshire 10/19/2022

B
Arizona 10/19/2022

B
New Jersey 10/19/2022

B
Arkansas 10/19/2022

B
New Mexico 10/19/2022

B
California 10/19/2022

B
New York 10/19/2022

B
Colorado 10/19/2022

B
North Carolina 10/19/2022

B
Connecticut 10/19/2022

B
North Dakota 10/19/2022

B
Delaware 10/19/2022

B
Ohio 10/20/2022

B
District of Columbia 10/19/2022

B
Oklahoma 10/19/2022

B
Florida 10/19/2022

B
Oregon 10/19/2022

B
Georgia 10/19/2022

B
Pennsylvania 10/19/2022

B
Hawaii 10/19/2022

B
Puerto Rico 10/19/2022

B
Idaho 10/19/2022

B
Rhode Island 10/19/2022

B
Illinois 10/19/2022

B
South Carolina 10/19/2022

B
Indiana 10/19/2022

B
South Dakota 10/19/2022

B
Iowa 10/19/2022

B
Tennessee 10/19/2022

B
Kansas 10/19/2022

B
Texas 7/22/2022

B
Kentucky 10/19/2022

IA
Texas 7/29/2022

B
Louisiana 10/19/2022

B
Utah 7/8/2022

B
Maine 10/19/2022

IA
Utah 8/1/2022

B
Maryland 10/19/2022

B
Vermont 10/19/2022

B
Massachusetts 10/19/2022

B
Virgin Islands 10/19/2022

B
Michigan 10/19/2022

B
Virginia 10/19/2022

B
Minnesota 10/19/2022

B
Washington 10/19/2022

B
Mississippi 10/19/2022

B
West Virginia 10/19/2022

B
Missouri 10/19/2022

B
Wisconsin 10/19/2022

B
Montana 10/19/2022

B
Wyoming 10/19/2022

B
Nebraska 10/19/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 7/29/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
SALT LAKE CITY, UT
Registered with this firm since 7/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/01/2015 - 06/21/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Cottonwood Heights, UT
B
08/31/2015 - 06/21/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Cottonwood Heights, UT
IA
07/16/2012 - 08/21/2015 STRATEGIC ADVISERS, INC. (CRD#:104555) MUKILTEO, WA
B
08/02/2011 - 08/11/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PORTLAND, OR
IA
10/04/2007 - 07/15/2011 STRATEGIC ADVISERS, INC. (CRD#:104555) SALT LAKE CITY, UT
B
07/10/2006 - 07/14/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.